The Uptick

At Uptick Partners, we understand your desire for the freedom and flexibly that comes with independence. That’s why we’ve designed a platform to empower breakaway advisors like you.

Why The Uptick Advantage

We understand the challenges that come with leaving the captive broker-dealer and going independent. We have been there ourselves and want to help you achieve the independence and growth you desire without making all the mistakes we did along the way. We also know that you don’t want to have to spend countless hours building out your own Technology, Compliance, HR, Billing, etc. That’s why we’ve created an environment where you can focus on what you do best – advising clients and leverage us to handle the rest. With Uptick Partners, you get the benefits of a larger firm, including operational support, advanced technology, compliance oversight, human resources, and marketing support, without compromising your autonomy. Additionally, our team of industry veterans is dedicated to helping you navigate the complex RIA landscape, ensuring you stay ahead of the competition.

Transparent payouts are net of operational expenses and platform fees, allowing you to take home more of your earnings.

With Uptick Partners, you’re not just a number. You are part of a community of independent advisors who value autonomy and client-centric service. We provide the freedom you need to manage your clients, your way, while still offering the regulatory oversight required in today’s complex financial landscape.

If you’re an advisor seeking independence, consider us your launchpad. We provide a robust platform for advisors to take their practice a notch higher. Our mission is to empower you with the resources, support, and freedom to deliver exceptional service to your clients while growing your business.

Uptick Partners is committed to helping you realize your full potential. We provide robust resources, including state-of-the-art technology, marketing support, and business development strategies to accelerate your practice’s growth. We believe in nurturing talent, fostering innovation, and celebrating success.

Future-Focused Solutions: We stay ahead of the curve, continually innovating to meet the evolving needs of our advisors and their clients. Whether it’s implementing cutting-edge tech solutions or developing forward-thinking investment strategies, we ensure you’re always prepared for what’s next in the financial advisory space.

Elevate Your Practice

Ready to experience an ‘uptick’ in your financial advising career and take your practice to the next level?

Partner with us and experience the future of financial advising as an independent financial advisor.